-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OSy5RvPvDYZjT43vex9RXBtwYhIaUtuECrEagKcBCXSYHUlSdBLdpeeU876AkdO9 ghacA4S9mHcIgg55dNbSjg== 0001287912-06-000004.txt : 20060512 0001287912-06-000004.hdr.sgml : 20060512 20060511173541 ACCESSION NUMBER: 0001287912-06-000004 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060512 DATE AS OF CHANGE: 20060511 GROUP MEMBERS: CHAI TRUST COMPANY, L.L.C. GROUP MEMBERS: EGI-FUND (02-04) INVESTORS, L.L.C. GROUP MEMBERS: EGI-MANAGING MEMBER (02-04), L.L.C. GROUP MEMBERS: SLF PARTNERS, LLC GROUP MEMBERS: STEVEN L. FINGERHOOD GROUP MEMBERS: SZ INVESTMENTS, L.L.C. GROUP MEMBERS: ZF VENTURES, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I MANY INC CENTRAL INDEX KEY: 0001104017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 010524931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59353 FILM NUMBER: 06831457 BUSINESS ADDRESS: STREET 1: 537 CONGRESS STREET STREET 2: 5TH FLOOR CITY: PORTLAND STATE: ME ZIP: 04101 BUSINESS PHONE: 2077743244 MAIL ADDRESS: STREET 1: 537 CONGRESS STREET CITY: PORTLAND STATE: ME ZIP: 04101 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ZF PARTNERS LP CENTRAL INDEX KEY: 0001287912 IRS NUMBER: 352214127 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE FERRY BUILDING, SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-677-5957 MAIL ADDRESS: STREET 1: ONE FERRY BUILDING, SUITE 255 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 SC 13D/A 1 imnyamend3.txt I-MANY 13D AMENDMENT ------------------------------ OMB APPROVAL ------------------------------ OMB Number 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response .......14.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* I-MANY, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $0.0001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 44973Q103 - -------------------------------------------------------------------------------- (CUSIP Number) J. Niel Armstrong ZF Partners, L.P. One Ferry Building, Suite 255 San Francisco, CA 94114 415-677-1557 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 4, 2006 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D/A, and is filing this schedule because of ss. 240.13D/A-1(e), 240.13D/A-1(f) or 240.13D/A-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13D/A-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. CUSIP No. 44973Q103 13D/A Page 2 of 11 Pages ________________________________________________________________________________ 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). ZF Partners, LP FEIN: 35-2214127 ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) WC ________________________________________________________________________________ 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] ________________________________________________________________________________ 6. Citizenship or Place of Organization Delaware ________________________________________________________________________________ 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 3,606,000 EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 3,606,000 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,606,000 ________________________________________________________________________________ 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 7.6% (1) ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) PN ________________________________________________________________________________ (1) Calculated based upon 47,297,530 shares of Common Stock outstanding as of March 1, 2006, as reported by the Issuer on its Form 10-K for the period ended December 31, 2005. CUSIP No. 44973Q103 13D/A Page 3 of 11 Pages ________________________________________________________________________________ 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). ZF Ventures, L.L.C. FEIN: 37-1473537 ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) WC ________________________________________________________________________________ 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] ________________________________________________________________________________ 6. Citizenship or Place of Organization Delaware ________________________________________________________________________________ 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 3,606,000 EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 3,606,000 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,606,000 ________________________________________________________________________________ 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 7.6% (1) ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) OO ________________________________________________________________________________ (1) Calculated based upon 47,297,530 shares of Common Stock outstanding as of March 1, 2006, as reported by the Issuer on its Form 10-K for the period ended December 31, 2005. CUSIP No. 44973Q103 13D/A Page 4 of 11 Pages ________________________________________________________________________________ 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). EGI-Fund (02-04) Investors, L.L.C. FEIN: 40-0002819 ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) WC ________________________________________________________________________________ 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] ________________________________________________________________________________ 6. Citizenship or Place of Organization Delaware ________________________________________________________________________________ 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 3,606,000 EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 3,606,000 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,606,000 ________________________________________________________________________________ 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 7.6% (1) ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) OO ________________________________________________________________________________ (1) Calculated based upon 47,297,530 shares of Common Stock outstanding as of March 1, 2006, as reported by the Issuer on its Form 10-K for the period ended December 31, 2005. CUSIP No. 44973Q103 13D/A Page 5 of 11 Pages ________________________________________________________________________________ 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). EGI-Managing Member (02-04), L.L.C. FEIN: 40-0002816 ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) WC ________________________________________________________________________________ 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] ________________________________________________________________________________ 6. Citizenship or Place of Organization Delaware ________________________________________________________________________________ 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 3,606,000 EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 3,606,000 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,606,000 ________________________________________________________________________________ 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 7.6% (1) ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) OO ________________________________________________________________________________ (1) Calculated based upon 47,297,530 shares of Common Stock outstanding as of March 1, 2006, as reported by the Issuer on its Form 10-K for the period ended December 31, 2005. CUSIP No. 44973Q103 13D/A Page 6 of 11 Pages ________________________________________________________________________________ 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). SZ Investments, L.L.C. FEIN: 36-4150443 ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) WC ________________________________________________________________________________ 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] ________________________________________________________________________________ 6. Citizenship or Place of Organization Delaware ________________________________________________________________________________ 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 3,606,000 EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 3,606,000 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,606,000 ________________________________________________________________________________ 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 7.6% (1) ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) OO ________________________________________________________________________________ (1) Calculated based upon 47,297,530 shares of Common Stock outstanding as of March 1, 2006, as reported by the Issuer on its Form 10-K for the period ended December 31, 2005. CUSIP No. 44973Q103 13D/A Page 7 of 11 Pages ________________________________________________________________________________ 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Chai Trust Company, L.L.C. FEIN: 36-6934216 __________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) WC ________________________________________________________________________________ 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] ________________________________________________________________________________ 6. Citizenship or Place of Organization Delaware ________________________________________________________________________________ 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 3,606,000 EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 3,606,000 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,606,000 ________________________________________________________________________________ 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 7.6% (1) ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) OO ________________________________________________________________________________ (1) Calculated based upon 47,297,530 shares of Common Stock outstanding as of March 1, 2006, as reported by the Issuer on its Form 10-K for the period ended December 31, 2005. CUSIP No. 44973Q103 13D/A Page 8 of 11 Pages ________________________________________________________________________________ 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). SLF Partners, LLC FEIN: 20-0183973 ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) WC ________________________________________________________________________________ 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] ________________________________________________________________________________ 6. Citizenship or Place of Organization Delaware ________________________________________________________________________________ 7. Sole Voting Power NUMBER OF 0 SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 3,606,000 EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 0 WITH _________________________________________________________________ 10. Shared Dispositive Power 3,606,000 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,606,000 ________________________________________________________________________________ 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 7.6% (1) ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) OO ________________________________________________________________________________ (1) Calculated based upon 47,297,530 shares of Common Stock outstanding as of March 1, 2006, as reported by the Issuer on its Form 10-K for the period ended December 31, 2005. CUSIP No. 44973Q103 13D/A Page 9 of 11 Pages ________________________________________________________________________________ 1. Name of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Steven L. Fingerhood ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group (See Instructions) (a) [X] (b) [_] ________________________________________________________________________________ 3. SEC Use Only ________________________________________________________________________________ 4. Source of Funds (See Instructions) WC, SC ________________________________________________________________________________ 5. Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [_] ________________________________________________________________________________ 6. Citizenship or Place of Organization Delaware ________________________________________________________________________________ 7. Sole Voting Power NUMBER OF 8,572 (1) SHARES _________________________________________________________________ BENEFICIALLY 8. Shared Voting Power OWNED BY 3,606,000 EACH _________________________________________________________________ REPORTING 9. Sole Dispositive Power PERSON 8,572 WITH _________________________________________________________________ 10. Shared Dispositive Power 3,606,000 ________________________________________________________________________________ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 3,614,572 ________________________________________________________________________________ 12. Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [_] ________________________________________________________________________________ 13. Percent of Class Represented by Amount in Row (11) 7.6% (2) ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) IN ________________________________________________________________________________ (1) These shares of restricted stock may be repurchased by the Company for par value if the reporting person's service as a Director terminates before the shares vest. The shares will vest in full on the second business day after the Company announces financial results for the fourth quarter of the year of grant. (2) Calculated based upon 47,297,530 shares of Common Stock outstanding as of March 1, 2006, as reported by the Issuer on its Form 10-K for the period ended December 31, 2005. CUSIP No. 44973Q103 13D/A Page 10 of 11 Pages This Schedule 13D/A relates to the common stock, par value $0.0001 per share ("Common Stock"), of I-many, Inc., a Delaware corporation (the "Issuer"). Issuer's principal executive office is located at 399 Thornall Street, 12th Floor, Edison, New Jersey 08837. Items 3 and 5 of the Schedule 13D are hereby amended as follows: ITEM 3. Item 3 is hereby amended by appending the following thereto: Between August 19, 2005 and May 4, 2006, Purchaser acquired an additional 785,000 shares of Common Stock in open market purchases in a price range of $1.38 to $1.9831 per share, at an average purchase price of $1.7195 per share, for a total purchase price of $1,349,843 (exclusive of brokerage commissions and fees). The source of all such purchases was Purchaser's working capital. For his service as a Director, Steven L. Fingerhood received 8,572 restricted shares of common stock that may be repurchased by the Company for par value if the reporting person's service as a Director terminates before the shares vest. The shares will vest in full on the second business day after the Company announces financial results for the fourth quarter of the year of grant. ITEM 5. Interest in Securities of Issuer - Items 5(a) and (b) are hereby amended and restated in their entirety as follows: (a) and (b) To the best knowledge of each of the Reporting Persons, there were 47,297,530 shares of Common Stock outstanding as of March 1, 2006, as reported by the Issuer on its Form 10-K for the period ended December 31, 2005. Purchaser and each of the other Reporting Persons share beneficial ownership and dispositive and voting power of 3,606,000 shares of Common Stock, representing 7.6% of Issuer's issued and outstanding Common Stock. Steven L. Fingerhood, a Reporting Person, has sole beneficial ownership and dispositive and voting power of 8,572 shares of Restricted Common Stock. CUSIP No. 44973Q103 13D/A Page 11 of 11 Pages SIGNATURES After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. DATED: May 8, 2006 - -ZF PARTNERS, LP By: ZF Ventures, L.L.C., its general partner By: EGI-Fund (02-04) Investors, L.L.C., a member By: /s/ PHILIP G. TINKLER ------------------------------------- Philip G. Tinkler, Treasurer By: SLF Partners, LLC, a member By: /s/ STEVEN L. FINGERHOOD ------------------------------------- Steven L. Fingerhood, Member - - ZF VENTURES, L.L.C. By: EGI-Fund (02-04) Investors, L.L.C., a member By: /s/ PHILIP G. TINKLER ------------------------------------- Philip G. Tinkler, Treasurer By: SLF Partners, LLC, a member By: /s/ STEVEN L. FINGERHOOD ------------------------------------- Steven L. Fingerhood, Member - -EGI-FUND (02-04) INVESTORS, L.L.C. - -EGI-MANAGING MEMBER (02-04), L.L.C. - -SZ INVESTMENTS, L.L.C. Each by: /s/ PHILIP G. TINKLER ------------------------------------- Philip G. Tinkler, Treasurer - -CHAI TRUST COMPANY, L.L.C. By: /s/ DONALD J. LIEBENTRITT ------------------------------------- Donald J. Liebentritt, President - -SLF PARTNERS, LLC By: /s/ STEVEN L. FINGERHOOD ------------------------------------- Steven L. Fingerhood, Member /s/ STEVEN L. FINGERHOOD ------------------------------------- - -STEVEN L. FINGERHOOD The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement: provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) -----END PRIVACY-ENHANCED MESSAGE-----